✕
Apex Clearing logo
How your Aries account is held
Aries accounts are cleared and carried by Apex Clearing LLC, a registered broker-dealer and member of FINRA and SIPC. Aries is the trade name of Ram Financial LLC, a member of FINRA registered with the SEC.
✕
Apex Clearing logo
How your Aries account is held
Aries accounts are cleared and carried by Apex Clearing LLC, a registered broker-dealer and member of FINRA and SIPC. Aries is the trade name of Ram Financial LLC, a member of FINRA registered with the SEC.
What a clearing firm does
Apex Clearing settles your trades and holds the securities and cash in your account. Aries handles your account, your orders and your support.
What a clearing firm does
Apex Clearing settles your trades and holds the securities and cash in your account. Aries handles your account, your orders and your support.
SIPC protection
As a SIPC member, Apex protects securities customers up to $500,000, including $250,000 for cash. SIPC does not protect against market losses.
SIPC protection
As a SIPC member, Apex protects securities customers up to $500,000, including $250,000 for cash. SIPC does not protect against market losses.
Public record
Look up both firms on FINRA BrokerCheck
0:58
Public record
Look up both firms on FINRA BrokerCheck
0:58
Who does what
Two regulated firms behind every account
Ram Financial LLC (Aries)
Your broker-dealer. Member of FINRA, registered with the SEC.
Apex Clearing LLC
Your clearing firm. Clears trades and carries accounts.
FINRA and SIPC
Apex is a member of FINRA and SIPC. Both firms are on BrokerCheck.
Who does what
Two regulated firms behind every account
Ram Financial LLC (Aries)
Your broker-dealer. Member of FINRA, registered with the SEC.
Apex Clearing LLC
Your clearing firm. Clears trades and carries accounts.
FINRA and SIPC
Apex is a member of FINRA and SIPC. Both firms are on BrokerCheck.
How your account is held
The short ones are here. For anything else, ask Aries below.
How your account is held
The short ones are here. For anything else, ask Aries below.
✕
Apex Clearing logo
How your Aries account is held
Aries accounts are cleared and carried by Apex Clearing LLC, a registered broker-dealer and member of FINRA and SIPC. Aries is the trade name of Ram Financial LLC, a member of FINRA registered with the SEC.
✕
Apex Clearing logo
How your Aries account is held
Aries accounts are cleared and carried by Apex Clearing LLC, a registered broker-dealer and member of FINRA and SIPC. Aries is the trade name of Ram Financial LLC, a member of FINRA registered with the SEC.
What a clearing firm does
Apex Clearing settles your trades and holds the securities and cash in your account. Aries handles your account, your orders and your support.
What a clearing firm does
Apex Clearing settles your trades and holds the securities and cash in your account. Aries handles your account, your orders and your support.
SIPC protection
As a SIPC member, Apex protects securities customers up to $500,000, including $250,000 for cash. SIPC does not protect against market losses.
SIPC protection
As a SIPC member, Apex protects securities customers up to $500,000, including $250,000 for cash. SIPC does not protect against market losses.
Public record
Look up both firms on FINRA BrokerCheck
0:58
Public record
Look up both firms on FINRA BrokerCheck
0:58
Who does what
Two regulated firms behind every account
Ram Financial LLC (Aries)
Your broker-dealer. Member of FINRA, registered with the SEC.
Apex Clearing LLC
Your clearing firm. Clears trades and carries accounts.
FINRA and SIPC
Apex is a member of FINRA and SIPC. Both firms are on BrokerCheck.
Who does what
Two regulated firms behind every account
Ram Financial LLC (Aries)
Your broker-dealer. Member of FINRA, registered with the SEC.
Apex Clearing LLC
Your clearing firm. Clears trades and carries accounts.
FINRA and SIPC
Apex is a member of FINRA and SIPC. Both firms are on BrokerCheck.
How your account is held
The short ones are here. For anything else, ask Aries below.
How your account is held
The short ones are here. For anything else, ask Aries below.
✕
Apex Clearing logo
How your Aries account is held
Aries accounts are cleared and carried by Apex Clearing LLC, a registered broker-dealer and member of FINRA and SIPC. Aries is the trade name of Ram Financial LLC, a member of FINRA registered with the SEC.
✕
Apex Clearing logo
How your Aries account is held
Aries accounts are cleared and carried by Apex Clearing LLC, a registered broker-dealer and member of FINRA and SIPC. Aries is the trade name of Ram Financial LLC, a member of FINRA registered with the SEC.
What a clearing firm does
Apex Clearing settles your trades and holds the securities and cash in your account. Aries handles your account, your orders and your support.
What a clearing firm does
Apex Clearing settles your trades and holds the securities and cash in your account. Aries handles your account, your orders and your support.
SIPC protection
As a SIPC member, Apex protects securities customers up to $500,000, including $250,000 for cash. SIPC does not protect against market losses.
SIPC protection
As a SIPC member, Apex protects securities customers up to $500,000, including $250,000 for cash. SIPC does not protect against market losses.
Public record
Look up both firms on FINRA BrokerCheck
0:58
Public record
Look up both firms on FINRA BrokerCheck
0:58
Who does what
Two regulated firms behind every account
Ram Financial LLC (Aries)
Your broker-dealer. Member of FINRA, registered with the SEC.
Apex Clearing LLC
Your clearing firm. Clears trades and carries accounts.
FINRA and SIPC
Apex is a member of FINRA and SIPC. Both firms are on BrokerCheck.
Who does what
Two regulated firms behind every account
Ram Financial LLC (Aries)
Your broker-dealer. Member of FINRA, registered with the SEC.
Apex Clearing LLC
Your clearing firm. Clears trades and carries accounts.
FINRA and SIPC
Apex is a member of FINRA and SIPC. Both firms are on BrokerCheck.
How your account is held
The short ones are here. For anything else, ask Aries below.
How your account is held
The short ones are here. For anything else, ask Aries below.